Mooresville, NC - Serving Clients Since 1992

Financial decisions shouldn't be confusing.

For more than three decades, Smith Financial Corporation has helped individuals, families, and business owners make sense of their money - with clear explanations, time-tested strategies, and a plan built around your goals.

Who We Serve

One practice. Three kinds of clients.

Wherever you are - building a family's future, running a company, or stewarding an organization's funds - we meet you there.

 

Individuals & Families

  • Retirement & income planning
  • Investment & cash management
  • Life, disability & long-term care insurance
  • College funding & estate conservation
Personal planning services
 

Business Owners & Executives

  • Employee & executive benefits
  • Group retirement plans & 401(k)
  • Key-person, buy-sell & continuation
  • Exit & succession strategies
Business planning services
 

Institutions & Endowments

  • Investment program support
  • Investment Policy Statement drafting
  • Asset allocation monitoring
  • Performance reporting
Institutional services
What We Do

Strategies for the whole picture

Retirement Planning
Strategies to help you save, then turn savings into income.
Investment Planning
Portfolios aligned with your goals, timeline, and comfort with risk.
Employee & Executive Benefits
Benefit plans that help attract and retain top talent.
Life & Disability Insurance
Protection strategies for the people that matter most.
Tax & Cash-Flow Strategies
Tax-aware planning and cash management.
College Funding
Education savings approaches for children and grandchildren.
Estate Conservation & Giving
Help preserving what you've built for family and causes you love.
Medicare Supplement & LTC
Coverage options for health and care needs later in life.
Your SolutionSmith

How we work, in three steps

 

Listen

We start with your goals, your concerns, and your timeline - not a product pitch.

 

Craft

We shape a strategy from proven techniques, tailored to your family or business.

 

Refine

As life and markets change, we review and adjust the plan together.

Meet Our Team

Dedicated to helping you succeed.

A practice built on long relationships, honest disclosure, and doing right by clients.

Derek Smith, AIF®

Derek Smith, AIF®

Senior Financial Representative

A 30+ year veteran in wealth management, Derek works with individuals on retirement and insurance strategies and helps business owners design benefit plans, succession strategies, and exits.

Austin Smith

Austin Smith

Financial Representative

Austin pairs a client-first approach with a technology background, helping individuals and businesses simplify complex financial topics into clear, actionable steps.

Stay Informed

Free tools & education

 

Newsletters

Timely market and planning commentary, updated monthly.

Read newsletters
 

Calculators

Estimate retirement costs, savings growth, loan payoff, and more.

Open calculators
 

Articles & Flipbooks

Plain-English guides to retirement, taxes, insurance, and estates.

Browse articles 
Browse flipbooks
 

Tax Library & Glossary

Reference rates, brackets, and the language of finance.

Browse library | Browse glossary
No cost, no obligation

Let's talk about where you're headed.

Schedule a complimentary meeting with one of our advisors - by phone, by email, or at our Mooresville office.

Call
(704) 663-7040
Schedule a Conversation