A trusted team since 1992.
Smith Financial Corporation is a full-service employee benefit and wealth management practice, helping business owners, key executives, individuals, and families build wealth and protect what they've worked hard for.
Clear thinking about your money
We believe that financial decisions don't have to be confusing. We can provide simple, proven techniques that can help you make the most of your money and work toward more of your financial goals.
We strive to establish working relationships with a number of industry-leading brokerage firms and insurance providers whose products we leverage to create customized client portfolios. We recommend only those products and services that can be tailored to suit our clients' unique needs.
With over three decades of experience, Smith Financial Corporation knows the financial services world. We believe in honest, clear, and meaningful disclosure, and we hold ourselves to the highest standards of ethics and integrity.
What you can count on
Honest disclosure
We believe in clear, meaningful disclosure and hold ourselves to the highest standards of ethics and integrity.
Tailored, never canned
We recommend only products and services that can be tailored to suit your unique needs - no one-size-fits-all packages.
Here for the long run
We build lasting relationships and review your plan over time, so it keeps pace with your life and the markets.
Dedicated to helping you succeed
Derek Smith, AIF®
A 30+ year veteran in wealth management, Derek works with individuals on retirement and insurance strategies and helps business owners design benefit plans, succession strategies, and exits.
Austin Smith
Austin pairs a client-first approach with a technology background, helping individuals and businesses simplify complex financial topics into clear, actionable steps.
Let's start a conversation.
Schedule a complimentary meeting with one of our advisors - by phone, by email, or at our Mooresville office.